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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
Syndax Pharmaceuticals, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on May 11, 2022. The results for each of the proposals submitted to a vote of the Company’s stockholders at the Annual Meeting are set forth below. The proposals set forth below are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on March 29, 2022 (the “Proxy Statement”).
Proposal 1: The Company’s stockholders elected all of the nominees for director to serve a three-year term until the Company’s 2025 Annual Meeting, or until their respective successors are duly elected and qualified, by the votes set forth in the table below:
Nominee |
For |
Withheld |
Broker Non-Votes |
Keith A. Katkin |
27,678,960 |
16,421,107 |
5,108,503 |
Briggs W. Morrison, M.D. |
25,378,018 |
18,722,049 |
5,108,503 |
Dennis G. Podlesak |
23,356,637 |
20,743,430 |
5,108,503 |
Proposal 2: The Company’s stockholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Proxy Statement, by the votes set forth in the table below:
For |
Against |
Abstain |
Broker Non-Votes |
43,865,366 |
226,947 |
7,754 |
5,108,503 |
Proposal 3: The Company’s stockholders recommended, on an advisory basis, a frequency of “one year” for the advisory vote to approve the compensation paid to the Company’s named executive officers by the votes set forth in the table below:
1 Year |
2 Years |
3 Years |
Abstain |
Broker Non-Votes |
43,352,824 |
4,886 |
685,702 |
56,655 |
5,108,503 |
After taking into consideration the foregoing voting results and the Board’s prior recommendation in favor of an annual advisory stockholder vote on the compensation of the Company’s named executive officers (“Say-on-Pay”), the Company’s Board of Directors determined that the Company will hold future advisory Say-on-Pay Votes on an annual basis. The Company will continue to hold Say-on-Pay Votes on an annual basis until the occurrence of the next stockholder advisory vote on the frequency of Say-on-Pay Votes, which will occur no later than the Company’s 2028 annual meeting of stockholders.
Proposal 4: The Company’s stockholders ratified the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022 by the votes set forth in the table below:
For |
Against |
Abstain |
49,190,850 |
16,961 |
759 |
Item 9.01. |
Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit
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Description
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SYNDAX PHARMACEUTICALS, INC. |
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By: |
/s/ Michael A. Metzger |
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Michael A. Metzger |
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Chief Executive Officer |
Dated: May 11, 2022